Compliance, Regulatory Practice Group, Analyst/Associate, Warsaw

Job title:

Compliance, Regulatory Practice Group, Analyst/Associate, Warsaw

Company:

Goldman Sachs

Job description

MORE ABOUT THIS JOB:GLOBAL COMPLIANCEOur division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. As an independent control function and part of the firm’s second line of defense, Compliance assesses the firm’s compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training; conducts independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm’s responses to regulatory examinations, audits and inquiries. You’ll be part of a team with members from a wide range of academic and professional backgrounds, such as law, accounting, sales, and trading. We look for those who possess sound judgment, curiosity, and are able to adapt to a changing regulatory landscape. RESPONSIBILITIES AND QUALIFICATIONS:​YOUR IMPACTAre you looking for a Compliance role which will give you exposure to all divisions of Goldman Sachs and at all levels? We are looking for a highly organized professional with strong analytical and communication skills to join the Regulatory Practice Group in Warsaw.OUR IMPACTOur division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. As an independent control function and part of the firm’s second line of defense, Compliance assesses the firm’s compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training; conducts independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm’s responses to regulatory examinations, audits and inquiries. You’ll be part of a team with members from a wide range of academic and professional backgrounds. We look for those who possess sound judgment, curiosity, and are able to adapt to a changing regulatory landscape.HOW YOU WILL FULFILL YOUR POTENTIALThe Regulatory Practice Group has day to day oversight of the firm’s relationships with its regulators and is the first port of call for all regulatory interaction; the team in London handles enquiries from regulators across EMEA but primarily from the FCA. In addition to coordinating the program of regulatory supervisory engagement, its responsibilities also include the management of regulatory audits by regulators in EMEA. As an associate in the Warsaw team, your day to day role will involve working with the Lond on team:

• Interpreting / clarifying regulatory requests for information.
• Identifying data sources / owners, obtaining and reviewing data in order to produce the firm’s response to enquiries. This may include trading data, copies of electronic communications and voice recordings, client documentation, etc.
• Liaising closely with other Compliance areas and Legal, as well as other areas of the firm, to ensure the completeness of data, to seek specialist input and/or to highlight potentially suspicious activity (for example, to the Financial Crime Compliance team).
• Working with the business, Engineering, Operations and other areas within Compliance to enhance the speed and ease of obtaining information.
• Working with other Compliance areas and the business to co-ordinate responses to information requests ahead of regulatory audits and reviews; assist in the preparation for, and track, related onsite meetings with regulators including associated feedback, findings and actions items in the firms systems of record.

SKILLS & EXPERIENCE WE’RE LOOKING FORBasic Qualifications

• Graduate
• Experience in a financial services environment an advantage
• Highly organized and inquisitive, with attention to detail and tenacity
• Must understand the importance of and be able to work to tight deadlines
• Keen to learn new information, adopt new skills and be able to identify and make improvements to systems and processes
• Calm, with good oral, interpersonal and written communications skills and confident manner

ABOUT GOLDMAN SACHS:ABOUT GOLDMAN SACHSAt Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world.We believe who you are makes you better at what you do. We’re committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at .We’re committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more:© The Goldman Sachs Group, Inc., 2021. All rights reserved.
Goldman Sachs is an equal employment/affirmative action employer Female/Minority/Disability/Veteran/Sexual Orientation/Gender Identity

Expected salary

Location

Warszawa, mazowieckie

Job date

Sat, 20 Jul 2024 02:34:05 GMT

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