Compliance Officer – Trading Conduct and Ethics Analys
Flow Traders
Flow Traders is looking for Compliance Officer – Trading Conduct and Ethics Analyst in our Amsterdam office. The ideal candidate is hands-on, proactive and has excellent communication skills. This is a unique opportunity to join a leading proprietary trading firm with an entrepreneurial and innovative culture at the heart of its business. We value quick-witted, creative minds and challenge them to make full use of their capabilitiesOrganisatieLocatie AmsterdamSalaris MarktconformGepubliceerd op 18-09-2024
You’ll be responsible for overseeing and managing conflicts of interest, monitoring trader communications and ensuring adherence to market abuse regulations (MAR). Additionally, the role will involve the continuous monitoring and control of trading desks to prevent unethical behavior and ensure compliance with relevant regulations.What you will doConflict of Interest Management * a. Identify, assess and manage potential conflict of interest across the organizationb. Review policies and procedures to mitigate conflict of interest riskCommunications Monitoring * a. Monitor communications, including emails, chat systems and phone calls, particularly those related to trading activities
Trading Compliance Monitoring * a. Review trading activities to detect patterns of market manipulation, insider trading or other forms of market abuseb. Conduct regular reviews of trading desks activities to ensure compliance with internal policies and external regulations, including exchange rulebook
c. Develop and maintain a framework for ongoing monitoring of trading desk operations.What you need to succeed
Amsterdam, Noord-Holland
Thu, 19 Sep 2024 22:30:10 GMT
To help us track our recruitment effort, please indicate in your email/cover letter where (vacanciesineu.com) you saw this job posting.
Job title: Tecnico di radiologia per poliambulatorio Novara Company: Randstad Job description Randstad Medical è…
Job title: Commercieel Manager Company: Continu Job description FunctieomschrijvingWil jij de commerciële drijvende kracht zijn…
Job title: Research support technician 2024/CP/249 Company: Job description Offer DescriptionGrant/funding reference: 851179Job title: Supramolecular…
Job title: Area Sales Manager H/F Company: Karpos RH Job description Contexte et missionsLe cabinet…
Job title: Science Teacher Company: Outcomes First Group Job description Full Job DescriptionHow would you…
Job title: Specjalista ds. danych Company: LeasingTeam Job description LeasingTeam Professional supports Polish and global…