Compliance Officer

Location:

Dublin, Leinster, Ireland

Salary:

Competitive

Type:

Permanent

Main Industry:

Search Finance, Banking & Insurance Jobs

Other Industries & Skills:

Legal

Advertiser:

Allied Irish Bank

Job ID:

131521420

Posted On:

20 January 2025

About Goodbody

Goodbody is a leading financial services firm, committed to serving and growing client relationships for 150 years. We are a full service, investment-led business offering wealth management, asset management, investment banking and private equity services. Our staff of over 400 work in offices across Dublin, London, Cork and Galway. We’re proud to offer prospective employees a professional, collegial work environment that encourages diversity of thought and background. Our reputation in the Irish market for putting customers first is as consistent as the company’s long-standing commitment to giving back to the communities that we work in.

About the Compliance Officer role

We have an exciting opportunity to join our Compliance Monitoring team for someone who is looking to further develop their career in Compliance.

Compliance Officer Business Accountabilities include:

-Conduct regular departmental and thematic compliance monitoring reviews across business areas to ensure that processes are being undertaken in accordance with the relevant regulations and company policies
-Review, develop and enhance compliance procedures to reflect current regulations
-Support the planning and compliance processes by participating in stakeholder meetings
-Assist in the reporting of findings arising from the completion of the compliance monitoring programme to relevant stakeholders
-Assist in the preparation of forum and committee papers
-Support the identification of key risks and related controls
-Prepare forum minutes
-Conduct compliance engagements in a manner that will enhance the compliance experience
-Build and maintain strong relationships with colleagues and other stakeholders
-Participate in the handling of day-to-day compliance queries
 

Qualifications and Experience

-A minimum of 2 years’ experience in a second line function is required
-Completed or willing to complete the Professional Diploma in Compliance – LCI, (Licentiate of the Compliance Institute)
-Third level qualification in a business/legal related area is required
 

Ideal Characteristics

-A strong team player with demonstrated initiative
-Excellent interpersonal skills with the ability to influence and challenge
-Highly professional with a good understanding of financial services
-Ability to work under pressure and prioritise workload
 

Goodbody is focused on helping our employees thrive, and we do this by bringing to life our Employee Value Proposition (EVP) ‘Together we prosper’. Our firm’s purpose is to create long-term prosperity, and we cannot execute on our purpose without the right talent at Goodbody. To make sure we attract and retain industry-leading, passionate and inspiring talent, we’ve built a vibrant culture based on inclusion, opportunities to grow and a commitment to ‘do the right thing’, one of our core values. We live this by offering:

-Regular employee events through our universal inclusion programme fostering a sense of belonging and celebrating differences. And an ‘always on’ approach to social, financial, mental and physical wellbeing. 
-A benefits package that includes a generous pension scheme, educational sponsorship and health insurance, along with a hybrid working model to promote better work/life balance
-Opportunities to give back through sustainability initiatives, volunteering and on-site and online meetings with our charity partners
 

Goodbody is an equal opportunities employer and is committed to fostering an inclusive workplace which values and benefits from the diversity of our workforce. Reasonable accommodations are offered at every stage of our recruitment process.

Should you have a reasonable accommodation request please include a note in your application or directly at # read the Goodbody Recruitment Privacy Notice. By submitting your personal data to us, you acknowledge that you have read and understood this Privacy Notice and agree to the use of your personal data in line with this. We will only use the information that we collect about you lawfully in accordance with the Data Protection Acts, 1988 and 2003 and the EU General Data Protection Regulation (GDPR).

Appointment to this role is subject to the candidate’s eligibility to work in Ireland. Where agency assistance is required, our Recruitment Team will engage directly with suppliers. Unsolicited CVs / profiles supplied to Goodbody by recruitment agencies will not be accepted for this role. 

Goodbody operates a direct sourcing model and where agency assistance is required, the HR team will engage directly with our recruitment partners. 

Goodbody Stockbrokers UC, trading as Goodbody, is regulated by the Central Bank of Ireland. In the UK, Goodbody is also subject to regulation by the Financial Conduct Authority. Goodbody is a member of Euronext Dublin and the London Stock Exchange. Goodbody is a member of the group of companies headed by AIB Group plc.

 

 

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