Compliance & Ethics Assurance Testing Analyst

Job title:

Compliance & Ethics Assurance Testing Analyst

Company:

Euroclear

Job description

Job Description:Join us and actively support the further development and execution of a robust, risk-based monitoring and testing program across various compliance domains at Euroclear Group!Division: Compliance & EthicsCompliance and Ethics’ (C&E) mission is to promote a culture of integrity and support Euroclear in navigating regulatory complexity via expertise, constructive challenge, education and oversight. Our vision is making C&E part of Euroclear’s DNA!Our main contribution to Euroclear’s strategic objective ‘to be a trusted FMI’ lies in ensuring compliance with relevant laws, regulations, internal policies and procedures, through the operation of effective 3 Lines against C&E risks.The role of the Assurance team is to conduct independent testing to provide reasonable assurance and insight on the adequacy and efficiency of the framework governance, management awareness, and operational controls put in place to address compliance, anti-fraud and conduct/culture risks. Our work provides comfort to Management, the Board and Regulators so that C&E risks are adequately managed.RoleAs a member of the Assurance team in the Compliance & Ethics Division, you will actively support the further development and execution of a robust, risk-based monitoring and testing program across various compliance domains (e.g. AML & sanctions, market abuse, conflicts of interest, etc.) and business areas, potentially across various locations of the Euroclear group.Your objectives are:

• You lead the Testing missions on areas assigned to you. This includes the identification of business objectives, risks and testing of controls in place across various business areas in Euroclear Group for specific compliance & ethics risks and business processes. You conduct these reviews in line with the Compliance Assurance testing methodology.
• You report the outcome of the monitoring & testing missions, including key recommendations, to business owners, senior governance bodies;
• You manage relationships and establish proactive interactions with stakeholders in 1st line and control functions.
• As part of our continuous improvement, you propose ideas or contribute in maintaining and further improving our framework, tools and databases.

Technical skillsYou have:

• A University or similar degree in a relevant field
• At least 5 years of proven experience in audit, compliance monitoring and testing or control function (1st or 2nd line).
• An understanding of financial markets is an asset
• Excellent written and verbal communication skills in English;
• A professional certification in Compliance, Risk Management or Audit is a plus.

Soft skillsYou are:

• Willing to continuously learn about new topics;
• Able to see the bigger picture;
• Analytical and possess a proven problem-solving ability;
• Able to build relationships in a consultative style in order to see the business perspective;
• Able to influence, constructively challenge and negotiate at all levels;
• Self-confident and motivated, able to work independently and as a member of team made of diverse and experienced individuals;
• Organized and have good project management skills;
• Outspoken and result-oriented, go beyond ‘execution’ to think strategically and to make links inside and outside the team;
• Proactive, autonomous and organized, pragmatic, and risk aware;
• A team player with sense of initiative;
• You have a sound business judgment;

About Us:Why join usEmbark on your new adventure at Euroclear, and work at the heart of the global capital markets. We connect over 2,000 financial institutions across the globe. As an open and resilient infrastructure, we contribute to the stability of the financial markets. We help clients cut through complexity, lower costs, and mitigate risks of financial transactions. At Euroclear, we have the clear ambition to use our key role to facilitate and accelerate a sustainable global financial system.What We Offer:

• Work closely with inspiring, supportive and engaged colleagues from more than 80 different countries.
• Practice your talents in a highly professional international environment.
• Join a learning and development environment with an emphasis on knowledge sharing and training.
• Competitive salary and comprehensive benefits.

New ways of workingFind your own optimal balance within our hybrid working model, where you can connect at the office and also benefit from remote working.Great Place to Work for AllWe are committed to creating an inclusive culture that celebrates diversity and strives to be a Great Place to Work for All. All qualified applicants will be considered for employment, regardless of any aspect that makes them unique (including race, religion, national origin, gender, sexual orientation, age, marital status, pregnancy, disability, …). If you need any specific accommodation due to disability or any other reason, you can let the recruiter know during your application process.About the Team: Risk Management division forms part of Euroclear’s second line of defence and its mission is to support Euroclear in achieving its goals and delivering its strategy through providing robust, impartial oversight of risk-taking activities across the Group. We are based across a number of locations, including Brussels, London, Paris, Amsterdam and Krakow.

Expected salary

Location

Polska

Job date

Fri, 11 Oct 2024 07:59:18 GMT

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